This paper explores the role of the Lenders’ Technical Advisor (LTA) in identifying and mitigating risks in hydropower dam projects on behalf of the project lenders. It describes the LTA services that are required to manage the pre-financial close, construction and financing periods.
There are differing types of risk in both large and small hydropower projects (contractual, commercial, participant, completion, country, technology, reputational, environmental and social, etc.) and these are discussed with regard to how the lenders may be exposed if the risk eventuates either during dam construction or in operation.
Whereas a large dam for water supply would in its own right be a major project, the dam(s) associated with large hydropower will likely represent less than 25% of the total project cost and with this imbalance comes competing drivers for the other components (tunnels, waterways, powerhouse, M&E equipment, transmission lines, substations, etc).
The paper discusses the typical process whereby a hydropower developer has procured a feasibility study and is working towards financial close — covering both large and small types, i.e. storage dams and run-of-river diversion weir types, and the noticeable trend for fast-tracked developments to make a single large step from feasibility study through to engineer-procure-construct (EPC) contracting. This scenario presents some challenges for the initial due diligence when assessing in the pre-financial close stage.
The paper draws on case studies from the Asia Pacific region to illustrate the key elements in hydropower project financing from the LTA’s perspective, together with the author’s recent and current experience on multiple hydropower projects across Asia and Africa in the run-of-river, storage reservoir and pumped storage type of plants. It also brings together findings from the author’s own recent papers on the subjects of hydropower feasibility studies, the roles of lenders, owners and advisors, and tailored for an ANCOLD audience where the focus is on the dams component of hydropower.
Keywords: Lenders’ Technical Advisor, Dams, Hydropower.
Michael Bassett-Foss , David Bouma , Dewi Knappstein
The Wairarapa Water Use Project (WWUP) in the southern North Island, New Zealand, is investigating new water storage schemes involving large dams that will allow the community to make use of the water resources that are currently available, but not necessarily available at the time they are needed. It is estimated that the 12,000 hectares currently irrigated in the Wairarapa could be increased to about 42,000 hectares depending on actual demand. The WWUP provides for a range of possible needs, such as supply of new areas of irrigation, increased reliability for existing irrigation and frost fighting, environmental augmentation of low summer river flows, environmental flushing flows, stock drinking water, power generation, municipal water supply, and recreational use.
WWUP objectives include early engagement of stakeholders, early integration of financial, social, cultural and environmental factors in decision-making, management of uncertainty associated with the preliminary level of investigation and evolving regulatory framework, development of an equitable framework for efficiently comparing options, and balancing long and short-term considerations.
A large number of dam options were identified, storing 3 to 80 million m3 of water, and progressively narrowed to a shortlist of 2 sites through a complex process of concept development, desktop studies, site visits, hydrological analyses, cost estimates and multi-criteria analyses.
The WWUP demonstrates how sustainable new major water storage schemes can be promoted in a highly regulated environment of a developed nation.
Keywords: Dams, water storage, stakeholder engagement, environment, water allocation, multi-criteria analysis
Nihal Vitharana, Nuno Ferreira
The raising and/or stabilising of existing concrete gravity dams by continuous concrete buttressing is a viable solution and, in some cases, it is the only solution available. There are few medium-large dams in Australia currently under consideration for raising with continuous buttressing.
Two of the major issues to be surmounted are: (a) the existing dam should not be subjected to cracking (particularly on the upstream face) due to heat-hydration effects, and (b) the requirement for the two dam bodies to resist the hydrostatic and other loadings as a monolith (unified dam).
However, there is great need for understanding the mechanisms involved in selecting an appropriate heat-of-hydration model and in calculating thermal stresses rationally. Due to such lack of understanding, expensive precautions, mostly with compounding conservatisms, would be adopted in concept and detailed designs eg. shear-keys on the interface, artificial cooling, post-grouted interface, anchor bars at the interface, concrete with high cement contents. On the other hand, unsafe designs could be the result.
The paper discusses these issues highlighting that a rational approach can be adopted to economise the design and construction processes. An example is also presented to demonstrate how the potential for temperature-induced cracking in new and old dam bodies can be evaluated with reduced uncertainty by considering all the mechanisms involved in a holistic way.
Keywords: Heat-of-Hydration modelling, raising concrete dams, thermal stresses, concrete buttressing
Sarah McComber, Peyman Bozorgmehr
Boondooma Dam is a concrete-faced rockfill dam with an unlined, uncontrolled spillway chute. Construction was scheduled for completion in 1983; however a spill event occurred during the last stage.of construction Following this spill event an Erosion Control Structure (ECS) was built across the spillway chute to help mitigate any future scouring.
The spillway performed as expected during minor spill events in the 1990s and early 2000s. During the significant rainfall event of 2010/11, significant scour occurred to the spillway chute and downstream of the ECS, as a result of the spillway operation.
Following the 2010/11 flood, emergency repairs were made and long term repair solutions were investigated. However, during Tropical Cyclone Oswald in January 2013, the dam experienced the flood of record, and further scour occurred in the spillway chute.
The long term repair solution was reviewed in light of the 2013 damage. A solution is required that would satisfy the engineering problem and prevent further damage, while satisfying the commercial considerations faced by dam owners, insurers, customers and downstream stakeholders.
Keywords: Boondooma Dam, flood damage, scour damage, commercial engineering solutions.
Chahnimeh reservoirs with 1.4 billion cubic metres storage capacity have a critical role in water supply for both drinking water and agricultural purposes for the whole Sistan region in eastern Iran. Sistan river used to be the only source for agricultural purposes, so that several gated diversion weirs were constructed on the river in the past 50 years. Because of climate change and upstream development causing flow fluctuations, the river alone is no longer a reliable source for irrigation purposes. So the idea of storing water in Chahnimeh reservoirs and optimised operation of reservoirs have become a necessity. In order to achieve this, development of structures to have efficient operational plan of the river and reservoirs system is underway.
Several projects have been built for more efficient use of the reservoirs, some projects still being designed. One of the latest is the project of “Development of Operational Infrastructures for Chahnimeh Reservoirs” designing a structure to regulate flow between Chahnimeh I and III reservoirs. This kind of structure operating between two connecting reservoirs is so rare, so that innovation is needed to design a cost effective structure covering different operational conditions. Different structures were investigated and the summary of selection of structure types are presented. The paper illustrates challenging design of the project, useful for engineers who might be or will be dealing with such a project. By designing gates with pre-compressed rubber sealing, huge amount of costs associated with having two different gates for different directions of flow are avoided. Because of saturated foundation, by designing a diversion system between two reservoirs, it is possible to undertake pre-consolidation of foundation soil and to drain saturated foundation water. This would reduce settlement of the foundation of the structure after construction to the extent that by construction of a pile group, the gated structure will perform with high reliability for gates function. This type of structure is so rare and the methods and experiences of the presented design can be used by other engineers and consultants in similar projects. The estimated cost of the project is 15 million dollars and with construction under way, completion is expected in 2017.
Keywords: regulating structure, gates, reservoirs, reservoir operation
Monique Eggenhuizen, Eric Lesleighter, Gamini Adikari
St Georges Dam is located on Creswick Creek approximately 2km southeast of the township of Creswick and 135km northwest of Melbourne. The reservoir, located within the Creswick Regional Park and originally constructed to supply water for the Creswick quartz crushing plant in the 1890s, has since been established as a popular recreational storage and is the responsibility of Parks Victoria. The dam is approximately 16m high and located across a relatively steep gully. The embankment consists of earthfill with an upstream face of rock beaching and a grass covered downstream face. The primary and secondary spillways are cut into the right and left abutments respectively.
At the completion of a detailed design review, St Georges Dam was assessed to be within the top three of Parks Victoria’s dams portfolio in regards to Public Safety Risks. The detailed design review assessed that the risk position for the dam plotted within the unacceptable region of the ANCOLD Guidelines for the static, earthquake and flood failure modes. As such, upgrade measures were considered to be required. In 2010 and 2011, a number of significant flood events emphasised the importance of upgrade works at this dam, particularly in regards to upgrading the spillway capacity, and consequently Parks Victoria assigned these works a high priority.
SMEC was engaged to design the upgrade works for the dam. A number of arrangements to increase the spillway capacity of the dam were considered, with the most cost effective option being assessed to be a secondary spillway over the dam embankment in the form of a rock chute.
This paper describes the decision making process associated with the option selection and the methodology for designing the overbank spillway which utilised the findings in ‘Riprap Design for Overtopping Flows (Abt & Johnson, 1991), and US Army Corps of Engineers, Waterways Experiment Station, publications of standard riprap gradations and computer program CHANLPRO.
Keywords: Embankment Dams, Spillway, Rock Chute, Erosion Protection