Jason Fowler, Robert Wark
Tropical Forestry Services (TFS) currently (2015) leases Arthur Creek Dam from the West Australian state government and utilises the water source to drip irrigate its Indian sandalwood (Santalum album) plantation. Arthur Creek Dam is located approximately 70 km south west of Kununurra in the East Kimberley region of Western Australia. TFS grows and processes the sandalwood to produce oil that is used extensively in the global fragrance perfume market. TFS took over the lease of the 26 m high zoned earth core and rock fill dam in 2007 and has systematically carried out remedial works to the structure to lower the f-N curve below the ANCOLD “Limit of Tolerability” and to well within the ALARP zone. This paper describes the proactive risk management approach TFS has undertaken to address dam safety issues. It also specifically describes the most recent management issue, being the outlet pipe refurbishment.
A number of dam safety issues were identified during the initial surveillance and subsequent annual surveillance inspections. Issues include insufficient spillway capacity, seepage from the right abutment and deterioration of the steel outlet pipe. The remedial works to the outlet pipe were completed in late 2014 and involved close collaboration between TFS, the contractor and the designer. The outlet pipe re-sleeving operation was complex as the dam had to remain in operation and the water level could not be artificially lowered. In addition, the original outlet pipe was asymmetrical along both the vertical and horizontal axes, close to the bulkhead gate structure. Contingency measures were employed to enable the dam to remain in operation with 3 DN 400 HDPE siphon pipes installed.
The completion of the refurbishment of the outlet pipe by sleeving the pipe reduced the risk posed by this structure by an order of magnitude. Planned future risk reduction measures include the treatment of seepage within the upper right abutment and rebuilding the crest. These actions will further reduce the risk of dam failure through piping and overtopping of the dam crest.
Keywords: risk, ALARP, outlet pipe, re-sleeving.
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Aida Baharestani, Dominic Kerr
North East Water (NEW) manages two reservoirs in series on Bakers Gully Creek, approximately 1.5km south of Bright in north-east Victoria. Both dams were constructed more than 100 years ago and taken out of service in the 1970s.
The Bakers Gully dams had an unacceptable risk profile according to ANCOLD’s Limit of Tolerability.
As the dams are out of service and have no operational benefit, NEW made the decision to partially decommission the dams.
The objective of the work was to lower the consequence categories of the dams from “High C” to “Low” and increase the spillway capacities according to ANCOLD Guidelines and ultimately reduce the dam safety risks to an acceptable level.
This paper describes the different stages of the project ranging from concept design, community engagement, environmental assessment and detailed design. In particular the paper explores the complexities of balancing in cost and public safety with community and ecological values.
Keywords: Dam decommissioning, Community engagement, Severity of damage and loss
Chriselyn Meneses, Simon Lang, Peter Hill, Mark Arnold
Risk is the product of likelihood and consequences. Much effort is put into the risk assessment process for large dams to ensure there is a consistent approach to estimating failure likelihoods across an owner’s portfolio. For example, the use of common peer review teams and methods like the ‘piping toolbox’ allow the risk assessment team to apply repeatable logic and processes when estimating failure likelihoods. However, the methods for estimating life safety consequences are often not applied consistently. This inconsistency leads to estimates of potential loss of life (PLL) that vary between dams in unexpected ways, because results from the most commonly applied method (Graham, 1999) are sensitive to threshold changes in flood severity and dam failure warning time.
The recently released Reclamation Consequence Estimating Methodology (RCEM) is intended to supersede Graham (1999). RCEM varies fatality rates continuously with DV, and is therefore less sensitive to changes in flood severity. In this paper, estimates of PLL from RCEM are compared with results from Graham (1999) for five dams. Results from the latest US Army Corps of Engineers model for estimating the consequences of dam failure (HEC-FIA 3.0) are also compared with RCEM and Graham (1999) for one dam. Comment is then made about the important considerations for applying RCEM consistently across a portfolio of dams.
Keywords: potential loss of life, dam safety, risk analysis
Vicki-Ann Dimas, Wayne Peck, Gary Gibson and Russell Cuthbertson
Globally, reservoir triggered seismicity (RTS) is a phenomenon sometimes observed in newly constructed large dams worldwide, for over 50 years now. Over 95 sites have been identified to have caused RTS by the infilling of water reservoirs upon completion of their constructions worldwide. In Australia, there are seven confirmed sites with observed RTS phenomenon that are summarized by temporal and spatial means.
With almost 40 years of seismic monitoring, primarily within eastern Australia, several of Australia’s largest dams have monitored and recorded many RTS events. At present, twelve dams are 100 metres and above in height as possible candidates, with seven of these actually causing RTS and a disputed possible eighth dam.
Important factors of RTS are reservoir characteristics (depth of the water column and reservoir volume), geological and tectonic features (how active nearby faults are and how close to the next cycle of stress release they are temporally) and ground water pore pressure (decrease in pore volume under compaction of weight of reservoir and diffusion of reservoir water through porous rock beneath). RTS is an adjustment process often delayed for several years after infilling of reservoir before eventually subsiding within 10 to 30 years, when seismic activity then returns to its prior state of stress.
Generally there are two type of RTS events, either a major fault near the reservoir most likely leading to an earthquake exceeding magnitude 5.0 to 6.0, or more commonly, a series of small shallow earthquakes.
Seismic monitoring of all dams (except for Ord River) are presented with spatial and temporal series of maps and cross sections, showing the largest earthquake, build-up and decay of RTS events.
Keywords: Seismic monitoring, reservoir triggered seismicity (RTS), earthquake cycle
Richard Herweynen, Tim Griggs, Alan White
The Ministry of Public Utilities, Sarawak, Malaysia used an independent dam safety consultant to advise them on whether the Murum Dam was ready for impoundment. They were looking for a holistic assessment of the dam from a dam safety perspective. As a result, a risk framework was adopted to identify the key issues that needed to be addressed prior to impoundment of the Murum Dam. The process adopted which is presented in this paper, was transparent and defensible; and provided a reasoned approach for which items must be completed prior to the commencement of impoundment. As a result effort was focused on the key activities required prior to impoundment – whether this was the completion of specific works, the availability of key instrumentation to monitor the dams performance, the availability and operation of key dam safety systems, or the appropriate emergency preparedness should a dam safety incident occur during first filling. This systematic process based on a risk based approach, was a useful method of determining the dam’s readiness for impoundment, and provided an excellent way of communicating the importance of activities to the key stakeholders. The authors believe that this method is transferable to other dam projects, for an assessment of a dam’s readiness for impoundment.
Keywords: Dam safety, risk, impoundment, reservoir filling.
Gavan Hunter, Andrew Pattle and Mark Foster
A piping incident occurred during first filling of Rowallan Dam, Tasmania in 1968. The incident occurred at the interface of the embankment with the spillway wall, a 15 m high near vertical wall, where the contact earthfill eroded into the single stage downstream filter. Repairs were undertaken in 1968/1969 and the reservoir has operated largely without incident since.
A risk assessment in 2009 identified that piping through the embankment at the spillway wall interface remained a significant dam safety risk. Investigations in 2010 encountered cracking within the earthfill core at the spillway wall interface.
Dam safety upgrade works were undertaken in 2014/15 to address the piping failure mode at the spillway walls and also within the upper portion of the embankment. The works required excavation down to a rock foundation at depths up to 18 m adjacent to the spillway walls and this excavation provided an unusual opportunity to closely examine active piping features that had been preserved when interim repairs in 1968/69 had arrested the progression of piping. The repair comprised reconstruction of a significant portion of the embankment at the spillway and the reconstruction of the upper 7 m of the crest, which included dual filters downstream of the earthfill core.
The findings from the forensic investigations of the deep excavations adjacent to the right spillway wall are described in this paper along with a summary of finding from the 1968/69 repair works and a discussion of the piping mechanism at the spillway wall. The paper also covers the design and construction of the repair work. The focus of this paper is on advancements in our understanding of piping risk arising from the Rowallan Dam work.
In conclusion, (i) the upgrade works successfully reduced the dam safety risk of Rowallan Dam; (ii) the findings support the methodologies of the piping toolbox; (iii) the case study provides insight into filtering and crack filling mechanisms that have a broader implication for estimating the risks of internal erosion within existing dams; and (iv) the findings support the assessment of the low residual risks for piping through the embankment away from the upgrade work areas (crest reconstruction and spillway walls).
Keywords: Earth and rockfill embankment, piping incident, piping mechanism, dam safety upgrade.