Jason Fowler, Robert Wark
Tropical Forestry Services (TFS) currently (2015) leases Arthur Creek Dam from the West Australian state government and utilises the water source to drip irrigate its Indian sandalwood (Santalum album) plantation. Arthur Creek Dam is located approximately 70 km south west of Kununurra in the East Kimberley region of Western Australia. TFS grows and processes the sandalwood to produce oil that is used extensively in the global fragrance perfume market. TFS took over the lease of the 26 m high zoned earth core and rock fill dam in 2007 and has systematically carried out remedial works to the structure to lower the f-N curve below the ANCOLD “Limit of Tolerability” and to well within the ALARP zone. This paper describes the proactive risk management approach TFS has undertaken to address dam safety issues. It also specifically describes the most recent management issue, being the outlet pipe refurbishment.
A number of dam safety issues were identified during the initial surveillance and subsequent annual surveillance inspections. Issues include insufficient spillway capacity, seepage from the right abutment and deterioration of the steel outlet pipe. The remedial works to the outlet pipe were completed in late 2014 and involved close collaboration between TFS, the contractor and the designer. The outlet pipe re-sleeving operation was complex as the dam had to remain in operation and the water level could not be artificially lowered. In addition, the original outlet pipe was asymmetrical along both the vertical and horizontal axes, close to the bulkhead gate structure. Contingency measures were employed to enable the dam to remain in operation with 3 DN 400 HDPE siphon pipes installed.
The completion of the refurbishment of the outlet pipe by sleeving the pipe reduced the risk posed by this structure by an order of magnitude. Planned future risk reduction measures include the treatment of seepage within the upper right abutment and rebuilding the crest. These actions will further reduce the risk of dam failure through piping and overtopping of the dam crest.
Keywords: risk, ALARP, outlet pipe, re-sleeving.
Steven E Pells, Philip J N Pells, William L. Peirson; Kurt Douglas and Robin Fell
The method of Annandale (1995) is widely used by Australian practitioners for the assessment of erosion in unlined spillways. This method is based on comparison to various case studies, where the geology at each site is characterised using the Kirsten index (a rock mass index previously developed to assess the rippability of rock), and the hydraulic conditions are characterised using the unit stream power dissipation. In this paper, the historical development of this comparative design technique is traced and is critically reviewed against the original geotechnical and hydraulic data, and against a new, independent, dataset gained from unlined spillways in fractured rock in Australia, South Africa and the USA. It is shown that, while erosion can be usefully correlated against rock-mass indices and hydraulic indices, this ‘comparative’ design technique has been promoted beyond its reach – the data do not support the inference of an erosion ‘threshold’ as presented by Annandale (1995). It is argued that this type of analysis should be used only as an initial ‘first indication of erosion potential’, as originally proposed by van Schalkwyk (1994b).
Keywords: scour; erosion; spillways.
This paper explores the role of the Lenders’ Technical Advisor (LTA) in identifying and mitigating risks in hydropower dam projects on behalf of the project lenders. It describes the LTA services that are required to manage the pre-financial close, construction and financing periods.
There are differing types of risk in both large and small hydropower projects (contractual, commercial, participant, completion, country, technology, reputational, environmental and social, etc.) and these are discussed with regard to how the lenders may be exposed if the risk eventuates either during dam construction or in operation.
Whereas a large dam for water supply would in its own right be a major project, the dam(s) associated with large hydropower will likely represent less than 25% of the total project cost and with this imbalance comes competing drivers for the other components (tunnels, waterways, powerhouse, M&E equipment, transmission lines, substations, etc).
The paper discusses the typical process whereby a hydropower developer has procured a feasibility study and is working towards financial close — covering both large and small types, i.e. storage dams and run-of-river diversion weir types, and the noticeable trend for fast-tracked developments to make a single large step from feasibility study through to engineer-procure-construct (EPC) contracting. This scenario presents some challenges for the initial due diligence when assessing in the pre-financial close stage.
The paper draws on case studies from the Asia Pacific region to illustrate the key elements in hydropower project financing from the LTA’s perspective, together with the author’s recent and current experience on multiple hydropower projects across Asia and Africa in the run-of-river, storage reservoir and pumped storage type of plants. It also brings together findings from the author’s own recent papers on the subjects of hydropower feasibility studies, the roles of lenders, owners and advisors, and tailored for an ANCOLD audience where the focus is on the dams component of hydropower.
Keywords: Lenders’ Technical Advisor, Dams, Hydropower.
Michael McKay and Francisco Lopez
Mt Bold Dam impounds the largest reservoir in South Australia. The dam wall comprises 19 concrete monoliths, 11 forming a central arch section and 8 forming gravity sections on the left and right abutments. The upstream face of the arch section is vertical, but the top portion overhangs on the reservoir side. The dam was originally constructed in the 1930s, and was raised by 4.3 m in the 1960s. In this upgrade the gravity abutments were raised using mass concrete blocks and the arch non-overflow crest was raised with hollow, reinforced concrete portals. On the spillway section a pier and gate system was installed on top of a hollow ogee section. The maximum height of the dam in its current configuration is 58 m.
GHD has been conducting a staged safety review of Mt Bold Dam since 2011. This included a detailed finite element nonlinear, time-history seismic analysis of the dam-foundation-reservoir system. The analysis was carried out using finite element techniques and included a detailed 3D model of all major components of the dam and different domains of the foundation rock. The nonlinearity of the model was included by explicitly incorporating contact elements at the dam-foundation interface, at the monolith contraction joints, and at some identified unbonded horizontal concrete lift joints within the dam wall. The seismic analysis was conducted for three different accelerograms corresponding to Maximum Design Earthquakes (MDEs) with 1 in 10,000 Annual Exceedance Probability (AEP).
This paper explains the purpose of the study, the adopted methodology and material properties, the results of the modelling phases, and the anticipated seismic behaviour and damage on the main components of the dam resulting from the MDEs. Finally, a conclusion is made in regards to whether or not Mt Bold Dam passes the adopted performance criteria for seismic loading.
Keywords: Arch, gravity, seismic, nonlinear, damage prediction.
Peyman Bozorgmehr, Sarah McComber, David Harrigan, Erik F R Bollaert
Boondooma Dam is a concrete-faced rockfill dam with an unlined, uncontrolled spillway chute. The Acceptable Flood Capacity of Boondooma Dam is 1:60,000 AEP (equal to the Dam Crest Flood (DCF) and has a maximum inflow of 14,330 m3/s.
Significant rainfall events during 2010/11 and 2013 subjected the spillway to moderate discharges over the crest which caused significant scour to the spillway chute.
Following these events, a 3D physical hydraulic model was constructed at a 1:80 scale to investigate repair options. Originally the spillway chute was modelled using a mobile bed set up which showed that that future scour could occur. However, the model could not determine the rate and characteristics of this damage.
In order to determine how future scour may occur, the 3D model was modified using laser survey mapping of the spillway chute after each flood event. Using milled aluminium and concrete capping the model was able to accurately portray the damage profile sustained by the spillway in the 2010/11 and 2013 flood events.
Transient pressure, static pressure, water elevation, velocity and jet measurements of the model were used in a Comprehensive Scour Model to help inform how damage to the chute may progress in future flood events.
Keywords: Boondooma Dam, flood damage, 3D physical hydraulic modelling, comprehensive scour assessment
Maree Dalakis, Dr Saman de Silva, Siraj Perera and Dr Gamini Adikari
This paper describes the results of a statistical and qualitative analysis on historical dam safety incidents in Victoria, the first study of its kind conducted in the State. The study investigates trends arising from qualitative dam safety incident data collected by the Department of Environment, Land, Water and Planning since the year 1996. The reported incidents are categorised based on their severity and statistical trends are identified in relation to the types of incidents common to regulated and unregulated dams, as well as common responses to incidents, including their post-incident operation. The geographical distribution of incidents across the State is also analysed to determine the effects of seismicity on dam safety incident rates. Furthermore, the unique Victorian conditions of sustained drought and subsequent flooding and their impact on incident rates are investigated through the combined analysis of geographical incident distribution and streamflow data. The incident data is further assessed according to the frequency of visual inspection and reporting of the structures in order to gauge the relative influence of these practices, and dam regulation in general, on mitigating incident risk in dams. An understanding of dam safety incident trends and the impact of inspection and reporting practices is increasingly important given the increasing expectation for dam owners to properly operate and maintain their assets with minimal resources and finances.
Keywords: dam, safety, incident, historical, failure.