This paper discusses the common environmental issues and requirements project lenders have when financing hydropower dam projects in developing countries. The environmental specialist’s role, as part of the Lender’s Technical Advisor team, is discussed throughout the main phases of project finance (credit approval, financial close, lending/construction and loan repayment/operation). Further, how environmental issues are reviewed and monitored, thereby minimising reputational risks to the lenders are outlined.
Lenders typically consider hydropower dam financing, especially reservoir schemes, as high reputational risk loans. Finance is usually syndicated and although most international lenders are Equator Principles signatories or use the International Financing Corporations (IFC) Performance Standards, some lenders have additional environmental guidelines and requirements to enable financing. These differences are discussed.
Common environmental concerns include loss of habitat of endangered and/or threatened species, changes to river flows, erosion and sediment control during construction, and the minimisation and disposal of project wastes.
These issues are discussed drawing on the author’s experience in monitoring environmental issues of hydropower projects in Asia Pacific and Africa, including both smaller run-of-river schemes and larger storage reservoir projects.
Keywords: Environment, impacts, project financing, concerns, lenders, lenders technical advisor.
Monique Eggenhuizen, Eric Lesleighter, Gamini Adikari
St Georges Dam is located on Creswick Creek approximately 2km southeast of the township of Creswick and 135km northwest of Melbourne. The reservoir, located within the Creswick Regional Park and originally constructed to supply water for the Creswick quartz crushing plant in the 1890s, has since been established as a popular recreational storage and is the responsibility of Parks Victoria. The dam is approximately 16m high and located across a relatively steep gully. The embankment consists of earthfill with an upstream face of rock beaching and a grass covered downstream face. The primary and secondary spillways are cut into the right and left abutments respectively.
At the completion of a detailed design review, St Georges Dam was assessed to be within the top three of Parks Victoria’s dams portfolio in regards to Public Safety Risks. The detailed design review assessed that the risk position for the dam plotted within the unacceptable region of the ANCOLD Guidelines for the static, earthquake and flood failure modes. As such, upgrade measures were considered to be required. In 2010 and 2011, a number of significant flood events emphasised the importance of upgrade works at this dam, particularly in regards to upgrading the spillway capacity, and consequently Parks Victoria assigned these works a high priority.
SMEC was engaged to design the upgrade works for the dam. A number of arrangements to increase the spillway capacity of the dam were considered, with the most cost effective option being assessed to be a secondary spillway over the dam embankment in the form of a rock chute.
This paper describes the decision making process associated with the option selection and the methodology for designing the overbank spillway which utilised the findings in ‘Riprap Design for Overtopping Flows (Abt & Johnson, 1991), and US Army Corps of Engineers, Waterways Experiment Station, publications of standard riprap gradations and computer program CHANLPRO.
Keywords: Embankment Dams, Spillway, Rock Chute, Erosion Protection
David Stewart, Shane McGrath & Siraj Perera
Dam safety in Victoria is overseen by the Department of Environment, Land, Water and Planning on behalf of the relevant Minister and under the Water Act. For each of the 19 state-owned Water Corporations, Government has issued a Statement of Obligations which describes all responsibilities of the Corporation, including specific reference to dam safety management and ANCOLD Guidelines.
These Corporations report annually to the Department on their compliance with all their obligations, including dam safety management. In late 2014, 13 Water Corporations along with the Department commissioned a comparative benchmarking study of dam safety management practices across the state. This work was facilitated by the VicWater Dams Industry Working Group. The study used a rapid assessment method against 14 separate criteria for dam safety management, based on the Statements of Obligations, guidance notes developed by the Department, ANCOLD Guidelines, the ICOLD Draft Bulletin on Dam Safety Management, good governance principles and examples of best practice from other jurisdictions.
The study involved assessment of background data, site inspections and discussions with various individuals of each owner, including a range of field staff, dam safety staff, Executive Managers, Managing Directors and Board Directors. The benchmarking study covered 142 dams of Significant, High and Extreme Consequence Category throughout Victoria.
The results of the benchmarking study have been extremely useful for individual dam owners and for the Department to understand areas where good practice is in place and also where there is potential for improvement of individual programs. The study also provides a measure of assurance of the current status of dam safety management practices and areas where regulatory practices could be better focused. It also reinforced the importance of strong industry networks such as ANCOLD and VicWater for knowledge transfer, capacity development and sustainability of dam safety management practices.
This paper presents the methodology used for the benchmarking study and its broader findings. It also highlights good practice considerations for dam owners, regulators and other dam safety practitioners.
Keywords: Dam Safety Management, Governance, Benchmarking
Sarah McComber, Peyman Bozorgmehr
Boondooma Dam is a concrete-faced rockfill dam with an unlined, uncontrolled spillway chute. Construction was scheduled for completion in 1983; however a spill event occurred during the last stage.of construction Following this spill event an Erosion Control Structure (ECS) was built across the spillway chute to help mitigate any future scouring.
The spillway performed as expected during minor spill events in the 1990s and early 2000s. During the significant rainfall event of 2010/11, significant scour occurred to the spillway chute and downstream of the ECS, as a result of the spillway operation.
Following the 2010/11 flood, emergency repairs were made and long term repair solutions were investigated. However, during Tropical Cyclone Oswald in January 2013, the dam experienced the flood of record, and further scour occurred in the spillway chute.
The long term repair solution was reviewed in light of the 2013 damage. A solution is required that would satisfy the engineering problem and prevent further damage, while satisfying the commercial considerations faced by dam owners, insurers, customers and downstream stakeholders.
Keywords: Boondooma Dam, flood damage, scour damage, commercial engineering solutions.
T. I. Mote, M.L. So, N. Vitharana, and M. Taylor
This paper explores the sensitivity of selection of earthquake design magnitude to liquefaction triggering in Australia for ground motions typically used for dams. The low seismicity of Australia creates a situation where liquefaction triggering is marginal at design hazard levels and this low level of seismic hazard makes the liquefaction trigger analysis very sensitive to the derivation of the seismic inputs. A methodology is presented that couples the probability of liquefaction triggering with the distribution of earthquake contribution to the hazard from the magnitude-distance deaggregation. The results show that for the “typical” soil profile and input ground motions approximately equivalent to the maximum design earthquake for Australia, the probability of liquefaction triggering varies significantly with the design magnitude selected. Using the maximum credible earthquake or mean magnitude may provide significantly different liquefaction triggering implications. Combining the probability of liquefaction triggering with the contribution of varying magnitudes to calculate liquefaction probability is a useful method to understanding the sensitivity of liquefaction to design magnitude.
Keywords: Liquefaction Assessment, Design Magnitude, Probability of Liquefaction, Magnitude-distance deaggregation, Australia
Bronson L McPherson, Eric J Lesleighter, David C Scriven, Erik F R Bollaert
A number of medium to major floods in Queensland caused substantial scour around spillway structures. This included the Paradise Dam primary spillway which experienced significant scour of the rock body below the spillway during flooding in January 2013. The occurrence has led to a series of evaluations of the geology, and the prevailing hydraulics behaviour as part of a process to determine the scour mechanism, and to determine the response of the spillway and areas downstream to future floods of larger magnitude. Part of the process has been to utilise a large-scale physical model to obtain transient data which together with the detailed geologic assessment would be incorporated into the comprehensive scour modelling procedures developed by Dr Erik Bollaert, AquaVision Engineering, Switzerland.
The paper will describe the design and construction of the physical model with special features to obtain pressure transients from more than 60 transducers, and velocity transients in more than 40 locations using Acoustic Doppler Velocimeter (ADV) instrumentation. The features of the rock scour will be discussed and the geology of the area below the spillway apron will be described. The range of discharges, and the model’s results including the pressure and velocity characteristics will be described in detail to illustrate the violent nature of the turbulence in the energy dissipation zone. The paper will go on to describe the computational scour modelling procedures of calibration and application, demonstrating a “system” approach to spillway scour analysis for plunge pools and similar situations with energy dissipation on natural materials.
Keywords: Spillways, flood hydraulics, hydraulic modelling, rock scour, transients, numerical analysis, energy dissipation.