Peter Hill, Rory Nathan, Phillip Jordan, Mark Pearse
This paper outlines the development and application of the Risk Analysis Prioritisation Tool (RAPT) which has been developed as an interactive tool to aid dam safety risk management. RAPT allows the risk profile and prioritisation of upgrades to be incrementally updated as inputs are refined. The paper outlines some of the requirements of a risk management tool and the resulting functionality of RAPT and the lessons learnt from its application to more than 75 dams.
Issues covered include:
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Peter J Burgess, Delfa Sarabia, John Small, H. G. Poulos and Jayanta Sinha
The assessment of settlement behaviour of clay core rock fill dams has always been a challenge for dam designers and geotechnical engineers. The method of construction and the material properties of the clay and rock fill materials used in the dam construction have a significant influence on the inter-zonal interaction and the load transfer that occurs within the dam. At times this load transfer can lead to excessive differential and total settlements. The paper presents a case study of a major dam that experienced large settlements during and after construction. An elaborate analysis has been carried out by modelling the sequences of construction by using a finite element program (PLAXIS).
The paper describes the influence of the degree of compaction and moisture control on non-linear deformation characteristics of clay core. High vertical strains in the wet placed region of the core and low strains in the dry placed regions were analysed for possible shear development between the core and shell. The rock fill for the dam embankment consists of quartzite, metasiltstone and phyllite material. These materials have apparently undergone deformation with increasing height of the dam due to softening and crushing as saturation of the embankment took place. The effect of soil consolidation and strength gains have been considered in the analysis and are discussed. The settlement behaviour of the dam including these effects has been analysed, and compared with the historical post-construction settlements.
This paper is intended to provide valuable information for dam engineers handling clay core rock fill dams – especially where there is excessive settlement of the core.
Ensuring compliance with the Regulator’s requirements is a cornerstone consideration for any water corporation in planning its risk minimisation strategies against dam failure. With the increased focus on due diligence and corporate governance however, there are emerging themes that are of equal importance for a water corporation in planning protections against its core risks to dam safety.
These considerations include:
• documenting and implementing plans and strategies to ensure corporate compliance with the
Regulator’s requirements and updating these in line with legislative and policy changes;
• Documenting and implementing the corporation’s defences to the common law duty of care for
public liability, including keeping up to date with the latest case law development locally and
internationally in interpreting implications in respect of damage to property and injury and loss of
life in relation to dam failure.
• Adopting behaviours and practices that bear out a compliance culture – is the current dam safety
assessment and training “best practice” and is this enough to defend a claim? What is reasonable
in economic and practical terms to ensure defensibility?
• ensuring the Board, Executive and other Officers are informed of operational decisions and
incidents and their advice is implemented;
• arranging and maintaining appropriate insurances if available for public liability and property
damage, as well as protections for directors and officers, both past and current.
• Developing and implementing a policy for disclosure, document management and retention that will support investigation for legal proceedings purposes; including providing privilege for relevant
C Lake and J Walker
Meridian Energy is the owner and operator of a chain of hydro dams on the Waitaki River in the
South Island of NZ. It operates a Dam Safety Assurance Programme which reflects current best
practice; consequently it has focused primarily on managing civil dam assets. Advances in plant control technology have allowed de-manning of our power stations, dams and canals through centralised control. The safety of our hydraulic structures is increasingly reliant on the performance of Dam Safety Critical Plant (DSCP) – those items of plant (eg water level monitoring, gates, their power and control systems, and sump pumps) which are required to operate automatically, or under operator control, to assure safety of the hydraulic structures in all reasonably foreseeable circumstances.
Recent dam safety reviews have highlighted that the specification and testing of our DSCP is based on the application of ‘rules of thumb’ which have been established through engineering practice (eg. “monthly tests”, “third level of protection”, “backup power sources”, “triple voted floats”). The
adequacy of these engineering practices is difficult to defend as they are not based on published
criteria. The realisation that such rules may not be relevant to the increased demand on, and complexity of, DSCP led us to ask “Which belts and braces do we really need?” The current NZSOLD (2000) and ANCOLD (2003) Dam Safety guidelines give little guidance regarding specific criteria for the design and operation of DSCP.
Meridian has identified the use of Functional Safety standards (from the Process industry, defined in IEC 61511) as a tool which can be applied to the dams industry to review the risks to the hydraulic structures, the demands on the DSCP, and utilise corporate “tolerable risk” definitions to establish the reliability requirements (Safety Integrity Levels) of each protection, and determine lifecycle criteria for the design, operation, testing, maintenance, and review of those protections.
This paper outlines the background to identifying Functional Safety as a suitable tool for this purpose, and the practical application of Functional Safety Analysis to Meridian’s DSCP.
P Amos, N Logan and J Walker
There are a number of geological faults in close proximity to Aviemore Power Station in the South Island of New Zealand, including a fault in the foundation of the 48m high earth dam component of the power station. Possible movement of the Waitangi Fault in the earth dam foundation is of particular concern for dam safety, and the effects on the dam of a fault rupture has been the subject of detailed investigation by the dam’s owner Meridian Energy Ltd. These investigations have concluded that the dam will withstand the anticipated fault displacement related to the Safety Evaluation Earthquake without catastrophic release of the reservoir.
The identification of damage to the dam following an earthquake and monitoring of the dam to identify the development of potential failure mechanisms are important for determining the post-earthquake safety of the power station. The first stage of the post-earthquake response plan is the quick identification of any foundation fault rupture and damage to the dam to enable immediate post-earthquake mitigation measures
to be initiated, such as reservoir drawdown. Following initial response, the next stage of the postearthquake monitoring programme for the embankment dam is longer term monitoring to identify a changing seepage condition due to damage to the dam that might lead to a piping incident. Such an incident may not occur immediately after an earthquake, and it can be some time before the piping process becomes evident.
This paper presents some key instrumentation installed at Aviemore Dam and included in the emergency response plan for the post-earthquake monitoring of the embankment dam.
We can all learn by our mistakes and the experience of others. This paper seeks to look at three
incidents/accidents which recently occurred in the UK so that others can learn from them. The
paper then seeks to answer the question as to whether we are improving in looking after our dams
in the UK in respect of reservoir safety.