R. Dawson, J. Grimston, R. Cole, D. Bouma
The authors have been involved in the design and construction of several embankment dams in New Zealand over the past decade, and have considerable corporate knowledge from dams designed by the company in its 47-year history. This paper examines four dams which are relatively small to medium, ranging in height from 10 to 19 m with moderate storage volumes. Three of the dams service landfills and the fourth a wood processing mill. Such dams may provide the designer with considerable challenges due to their relatively low capital cost resulting in limited investment in geotechnical investigation at the front end of the project, with varying levels of change often required during construction due to unforeseen conditions as a result of the limited investigations.
The general arrangement and conceptual design principles for each of the dams is described followed by the field investigation and laboratory testing undertaken for each dam, together with the interpreted ground conditions.
The experiences from construction have helped to develop techniques for a balance between preliminary design, investigation, and evolution of the design and specification during construction. It is imperative to develop a sufficiently detailed preliminary design, on the basis of readily available information such as visual and geological assessment, to allow the investigation to be thoughtfully designed to allow the major assumptions to be verified. This needs to be followed by a skilfully executed geotechnical investigation with the designer advising on findings and changing direction as necessary through the investigation. An investigation trench along the full alignment of the cutoff trench (if envisaged in the design) is warranted. Earthworks specifications should be evolved early in the construction phase through compaction trials using specific plant for the site, and backed up by insitu and laboratory testing.
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Manuel G. de Membrillera, Ignacio Escuder, David Bowles, Eduardo Triana, Luis Altarejos
The work herein presented is an application of the risk assessment process to retroactively estimate the justification of an operating restriction implemented on a Spanish Dam. Since the risk approach is not yet an established practice in Spain, the main objective of this case study is to show, the utility that risk assessment can have as a decision support tool for decisions on dam safety risk reduction investments.
An operating restriction has been imposed at this dam since its first impoundment. All studies, analysis and documents related to the safety of the dam and reservoir have been completed, as required by the Technical Regulation on Dam and Reservoir Safety (Spanish legislation, 1996). In addition, the structural corrective actions recommended in these evaluations are being implemented, so it is expected that the operating restriction can be removed in the near future.
In this context, the problem that has been formulated and solved comprises an evaluation, after more than 30 years since construction, of the operating restriction justification in terms of risk mitigation. In order to achieve the objective of the work, ANCOLD guidelines on Risk Assessment (2003) have been followed in addition to tolerable risk guidelines from several other countries and organizations.
This paper reviews the general principles of duty of care which assist in the understanding of responsibilities that may exist for surveillance of dam safety, including the inter-play of the common law and statutory law. Only when there is a foundation in the general principles can obligations upon dam owners/operators with respect to surveillance and instrumentation be interpreted. Some legal issues around the development and use of industry guidelines are also explored.
David M. Schaaf, P.E., Jeff Schaefer, Ph.D., P.E., P.G
The United States Army Corps of Engineers (USACE) has an inventory of over 600 dams. The main purpose of many of these dams is for flood control, but there are a significant number of dams primarily used for navigation. Additional benefits at many of these projects are provided through hydropower generation, recreation, and irrigation for farmers. Many of the dams are quite old and represent an aging infrastructure across the inventory. In addition, leaner budgets relative to the need for repairs across the aging system require that USACE invest wisely in order to efficiently use available funds to reduce the greatest risks across the inventory. Previously, individual projects with perceived deficiencies were evaluated separately by the responsible district. This evaluation was not compared in any programmatic way to other USACE dams being evaluated for deficiencies.
In order to improve the process of making risk-based decisions across the entire spectrum of USACE dams, the Screening for Portfolio Risk Assessment (SPRA) for the USACE Dam Safety Program was initiated during the summer of 2005. This effort represents the first level of a multiple phased effort to bring full scale risk assessment to the decision-making regarding making investment decisions associated with dam safety by linking engineering reliability with economic and life loss impacts on a relative scale. The SPRA effort involved the development of a tool for evaluating the relative life and economic risk of dam failures for a variety of deficiencies across the inventory of USACE dams. This paper will focus on the basic aspects of the evaluation tool as well as the process by which the screening was completed.
John D Smart
The paper presents the recent trends in the use of instrumentation and survey measurements at Bureau of Reclamation (Reclamation) dams. The underlying philosophy that has influenced those trends is presented and discussed. Based on experience at Reclamation, several factors that are considered key to the effective use of instrumentation and surveys are discussed. Several conclusions are offered.,
Malcolm Barker, Barry Vivian and David S. Bowles
Ross River Dam is located approximately 15 km upstream of Townsville and provides a dual role of water supply and flood mitigation. The dam comprises a 39.6m long concrete overflow spillway flanked by a central core rockfill embankment of 300 m in length with a 7,620 m long left bank earth fill embankment, which has inadequate internal filter zones for piping protection. Since completion, design rainfall predictions for the area have doubled, technical data has changed and so, too, have dam safety standards. Dam safety evaluations during 2000-2002 showed that the dam required upgrading in order to bring it up to international standards. As an interim measure, the spillway was cut down by 3.6m.
Upgrade design works were then completed using risk-based design criteria to validate the design, and construction is in progress. The upgrade works comprise spillway anchoring, installation of three radial gates on the spillway, stilling basin modifications, embankment filter protection, and dam crest raising.
This paper presents the options considered, the method of reliability analysis, and how the results influenced the spillway system design and overall risk evaluation for the upgrade design.