A brief overview of dam surveillance is given from a South African perspective and more specifically the perspective of the Department of Water Affairs and Forestry (DWAF). DWAF’s Ten Commandments for the design of dam monitoring systems serve as introduction and this is followed by a summary of the design steps. The various parameters that can be measured and the South African preferences are discussed briefly followed by a synoptic description of crack and joint monitoring in South Africa. This provides the background for DWAF’s recent developments in 3-D Crack-Tilt gauges. Some of DWAF’s achievements as well as some of the blunders made by the author during the past 30 years are illustrated by means of a few case histories.
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Peter J Burgess, Delfa Sarabia, John Small, H. G. Poulos and Jayanta Sinha
The assessment of settlement behaviour of clay core rock fill dams has always been a challenge for dam designers and geotechnical engineers. The method of construction and the material properties of the clay and rock fill materials used in the dam construction have a significant influence on the inter-zonal interaction and the load transfer that occurs within the dam. At times this load transfer can lead to excessive differential and total settlements. The paper presents a case study of a major dam that experienced large settlements during and after construction. An elaborate analysis has been carried out by modelling the sequences of construction by using a finite element program (PLAXIS).
The paper describes the influence of the degree of compaction and moisture control on non-linear deformation characteristics of clay core. High vertical strains in the wet placed region of the core and low strains in the dry placed regions were analysed for possible shear development between the core and shell. The rock fill for the dam embankment consists of quartzite, metasiltstone and phyllite material. These materials have apparently undergone deformation with increasing height of the dam due to softening and crushing as saturation of the embankment took place. The effect of soil consolidation and strength gains have been considered in the analysis and are discussed. The settlement behaviour of the dam including these effects has been analysed, and compared with the historical post-construction settlements.
This paper is intended to provide valuable information for dam engineers handling clay core rock fill dams – especially where there is excessive settlement of the core.
Janice H. Green and Jeanette Meighen
The Probable Maximum Precipitation (PMP) is defined as ‘the theoretical greatest depth of
precipitation that is physically possible over a particular catchment’. The PMP depths provided by
the Bureau of Meteorology are described as ‘operational estimates of the PMP’ as they represent the best estimate of the PMP depth that can be made, based on the relatively small number of large events that have been observed and our limited knowledge of the causative mechanisms of extreme rainfalls.
Nevertheless, the magnitudes of the PMP depths provided by the Bureau are often met with scepticism concerning their accuracy when compared to large rainfall events which have been observed within catchments and which are, typically, only 20% to 25% of the PMP estimates. The recent increases in the PMP depths, resulting from the revision of the Generalised Tropical Storm Method (GTSMR), have served only to entrench this cynicism.
However, analyses of the magnitudes of the storms in the databases adopted for deriving PMP depths show that these observed storms constituted up to 76% of the corresponding GTSMR PMP depths and up to 80% of the Generalised Southeast Australia Method PMPs for the storm location. Further, comparisons of the PMP depths to large storms observed in similar climatic regions around the world indicate that the PMPs are not outliers.
The results of these analyses are presented for a range of catchment locations and sizes and storm durations and demonstrate that the PMP estimates provided by the Bureau of Meteorology are reasonable and are not unduly large.
M Gillon, T Logan, N Logan
The paper has been prepared to support the key questions selected for the ANCOLD Dam Instrumentation and Survey Seminar to be held in Sydney in November 2006 and to provide a New Zealand perspective. The paper is not a ‘state of dam monitoring practice in New Zealand’ dissertation but is rather a targeted summary of the authors’ experiences and observations from practicing in this area.
These experiences and observations on dam monitoring are grouped under the following headings, reflecting the key questions:
John Bosler and Francisco Lopez
The ANCOLD “Guidelines for the Design of Dams for Earthquake” were published in August 1998. The guidelines contain a brief outline of the performance requirements and recommend, in general terms, a method of analysis for intake towers.
Over the last three decades there has been considerable research on the seismic performance of intake towers as they move into their inelastic range. In the years following the publication of the ANCOLD guidelines, some of the findings from this research have been incorporated into revised design procedures issued by the US Army Corps of Engineers. These procedures, if embraced by ANCOLD and the local dam engineering community, are likely to have a significant impact on how the structural adequacy of existing towers under seismic loading are assessed.
Rocking behaviour in which the tower becomes unstable as a transient condition has long been recognised as acceptable under certain conditions. Attempts to prevent tower rocking by measures such as retrofitting tensioned ground anchors may, in some situations, be of limited value in improving the seismic performance of a tower and could result in an increase in bending moments in the tower stem. Guidance is now available on the amount of rocking behaviour that is tolerable.
For seismic events greater than the Operating Basis Earthquake most towers will start to exhibit inelastic behaviour. Specific guidance is also now available on the length of time during an earthquake that bending moments in excess of the elastic capacity can be tolerated, the amount by which these moments can exceed the nominal bending moment capacity and the vertical extent of the tower stem that can be stressed beyond its elastic limit.
The paper discusses the different approaches taken by ANCOLD and the Corps of Engineers. Key differences in outcomes are highlighted using a worked example for a typical reinforced concrete tower and the ANCOLD approach is found to be generally, but not always, more conservative. The paper concludes with recommendations for dealing with these differences.
For many years most emergency management agencies in Australia have used a framework called Prevention, Preparedness, Response and Recovery (PPRR). This approach has worked very well in the past and has been incorporated into the more recent framework of Emergency Risk Management.
While Emergency Management Agencies use practice sessions in the form of Desktop/Tabletop Exercises and Field Exercises as part of Preparedness (the 2nd P in PPRR) these activities can suffer from a lack of engagement with the community.
State Water Corporation, a dam owner in NSW, has installed warning systems to trigger plans written by the SES to warn affected residents of possible dam failure. Although the systems are maintained and tested regularly in a technical sense, the next logical step is to encourage the affected communities to understand their role in the event of evacuation.
A joint exercise involving the NSW State Emergency Service (SES), State Water Corporation and the community, was conducted in a town in the Namoi valley in 2005 and has provided an opportunity to explore this concept. State Water Corporation is now confident that not only will the technical side of the warning system work but that residents should be more aware of their role and that of the SES and State Water Corporation.
Other benefits from the exercise are: the opportunity for improving general flood awareness in the community; the SES identifying community representatives; fine tuning procedures between and within the SES and State Water Corporation; allaying fears within the community about what is required of them in a dam failure; and demonstrating the dam owner’s duty of care to affected residents.