John D Smart
The paper presents the recent trends in the use of instrumentation and survey measurements at Bureau of Reclamation (Reclamation) dams. The underlying philosophy that has influenced those trends is presented and discussed. Based on experience at Reclamation, several factors that are considered key to the effective use of instrumentation and surveys are discussed. Several conclusions are offered.,
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In Austria, special procedures for ensuring dam safety apply to dams higher than 15 m or reservoirs with a capacity of more than 500,000 m³. There are at present about 90 dams which belong to this category. The largest one is the 200 m high Kölnbrein arch dam.
In general, it is the task of the dam owner to provide for the safety of a dam. For that, he has to appoint qualified engineers, the “Dam Safety Engineers”, which are in charge of dam surveillance and maintenance. The Water Authority verifies that the owner makes the necessary provisions for dam safety. Water Authorities are the Provincial Governor and the Federal Minister of Agriculture and Forestry. The Water Authorities are supported by a governmental advisory board, the “Austrian Commission on Dams”.
Projects for new dams or for reconstruction of existing dams are examined by the Austrian Commission on Dams. Approval by the Water Authority is based on the findings of this commission. A group of a few experts of the commission accompanies the project during construction, first impounding and the final acceptance procedure. In normal operation, dam attendants carry out visual inspections and measurements. The most important instruments are measured automatically and the data are transmitted to a permanently manned control centre. The Dam Safety Engineer has to inspect the dam at least once a year. His annual report to the Water Authorities must contain an assessment of the safety of the dam. The Federal Dam Supervisory Department of the ministry checks the annual reports and carries out an in-depth inspection of the dam at least every five years.
In the case of extraordinary events, the Dam Safety Engineer has to assess the situation and he has to set appropriate measures. An Emergency Action Plan is available for all dams of the said category.
Ridges Basin Dam is part of the Animas-La Plata Project. When topped out in approximately 2008, it will be Reclamation’s newest dam. It will have a structural height of 273 feet and impound 120,000 acre-feet of water. This paper will discuss the design of the embankment and will detail the site geology, the general design considerations for layout and zoning, and other technical considerations. The construction, which began in 2004, is ongoing. This paper will also discuss foundation treatment and cleanup, the placement of the embankment material, grouting, and the unusual material processing for filters and drains, along with general construction details. Also included in the paper are the challenging arrangements for contracting by the American Indian Self Determination and Education Assistance Law, an overview of the dam safety risk analyses conducted on the yet-to-be-constructed embankment, and modern construction techniques being utilized to build the embankment.
Peter Hill, Rory Nathan, Phillip Jordan, Mark Pearse
This paper outlines the development and application of the Risk Analysis Prioritisation Tool (RAPT) which has been developed as an interactive tool to aid dam safety risk management. RAPT allows the risk profile and prioritisation of upgrades to be incrementally updated as inputs are refined. The paper outlines some of the requirements of a risk management tool and the resulting functionality of RAPT and the lessons learnt from its application to more than 75 dams.
Issues covered include:
Jeffrey A. Schaefer, Ph.D., P.E., P.G. and David M. Schaaf, P.E.
In 2005 the U.S. Army Corps of Engineers (USACE) developed and implemented a Screening Portfolio Risk Assessment (SPRA) process for Dam Safety. The screening process considered loading frequency, an engineering rating to estimate a relative probability of failure, and both human life and economic consequences of failure. The results were utilized as a tool to help prioritize funding for dam safety modification projects and required studies. Three multidisciplinary cadres evaluated what was considered the worst 10% of the USACE’s dam projects in 2005 and the next worst 10% in 2006. The dams evaluated included flood control, navigation, and multi-purpose dams. Approximately seventy facilities were evaluated each year.
As a result of the aging of the USACE’s dam portfolio and the state of the art at the time of design and construction (mostly 1940’s-50’s), significant dam safety deficiencies exist at many USACE dams. This paper summarizes the major deficiencies identified from the SPRA process. Examples, including foundation seepage, karst development, embankment stability, gate deterioration, liquefiable foundations, and inadequate spillway capacity are provided along with discussion on which deficiencies contribute the greatest risk.
P Amos, N Logan, and J Walker
There are a number of geological faults in close proximity to Aviemore Power Station in the South Island of New Zealand, including a fault in the foundation of the 48m high earth dam component of the power station. Possible movement of the Waitangi Fault in the earth dam foundation is of particular concern for dam safety, and the effects on the dam of a fault rupture has been the subject of detailed investigation by the dam’s owner Meridian Energy Ltd. These investigations have concluded that the dam will withstand the anticipated fault displacement related to the Safety Evaluation Earthquake without catastrophic release of the reservoir.
The identification of damage to the dam following an earthquake and monitoring of the dam to identify the development of potential failure mechanisms are important for determining the post-earthquake safety of the power station. The first stage of the post-earthquake response plan is the quick identification of any foundation fault rupture and damage to the dam to enable immediate post-earthquake mitigation measures to be initiated, such as reservoir drawdown. Following initial response, the next stage of the post-earthquake monitoring programme for the embankment dam is longer term monitoring to identify a changing seepage condition due to damage to the dam that might lead to a piping incident. Such an incident may not occur immediately after an earthquake, and it can be some time before the piping process becomes evident.
This paper presents some key instrumentation installed at Aviemore Dam and included in the emergency response plan for the post-earthquake monitoring of the embankment dam.